The Arizona Revised Statutes have been updated to include the revised sections from the 53rd Legislature, 2nd Regular Session. Please note that the next update of this compilation will not take place until after the conclusion of the 54th Legislature, 1st Regular Session, which convenes in January 2019.
This online version of the Arizona Revised Statutes is primarily maintained for legislative drafting purposes and reflects the version of law that is effective on January 1st of the year following the most recent legislative session. The official version of the Arizona Revised Statutes is published by Thomson Reuters.
44-3211 - Initiation of hearing; purpose of hearing
44-3211. Initiation of hearing; purpose of hearing
The commission may order a hearing on its own initiative or at the written request of any interested person, either before or after licensure of an investment adviser or investment adviser representative:
1. For the purpose of administering or obtaining information necessary in the enforcement of this chapter or the rules or orders of the commission adopted or issued under this chapter.
2. To enable the commission to take appropriate action in connection with any pending application for licensure of any investment adviser or investment adviser representative.
3. To modify the terms and conditions of any license, order or notice filing.
4. To determine whether the license of any investment adviser or investment adviser representative should be denied, suspended or revoked.