State Seal2 copy            Bill Number: S.B. 1437

            Barto Floor Amendment

            Reference to: GOVERNMENT Committee amendment

            Amendment drafted by: Robin Hillyard

 

 

FLOOR AMENDMENT EXPLANATION

 

 

·         Adds an exemption for any rule related to the licensing of securities and investment professions and makes clarifying changes


 

Fifty-third Legislature                                                     Barto

First Regular Session                                                   S.B. 1437

 

BARTO FLOOR AMENDMENT

SENATE AMENDMENTS TO S.B. 1437

(Reference to GOVERNMENT Committee amendment)

 


Page 1, line 14, strike "specifically"

Between lines 19 and 20, insert:

"(vi) ANY RULE RELATING TO THE LICENSING OF A SECURITIES DEALER, SECURITIES SALESMAN, INVESTMENT ADVISER OR INVESTMENT ADVISER REPRESENTATIVE.

Page 9, line 2, strike "NOTWITHSTANDING ANY OTHER LAW,""

Amend title to conform


 

 

NANCY BARTO

 

1437BARTO1204.docx

02/22/2017

12:04 PM

S: RH/jn